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Uganda Judgment

Supreme Court of Uganda

Utex Industries Ltd v Attorney General (Civil Application No. 52 of 1995) [1995] UGSC 38 (4 August 1995)

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01

Holding and result

The court found that the respondent failed to comply with the mandatory requirements of Rules 81(1) and 81(2) of the Supreme Court Rules, specifically by not instituting the appeal within 60 days and failing to serve the written request for proceedings on the applicant or obtain a Registrar's certificate to exclude time for preparation of the record. The court rejected the respondent's argument that technicalities should be disregarded under Article 126(2)(e) of the Constitution, holding that procedural rules are essential to avoid delays and ensure justice is not delayed. The inability to pay filing fees was not a valid excuse, as the respondent did not seek leave to extend time. The court preferred the respondent's evidence regarding timely service of the Notice of Appeal but held that the failure to comply with the other procedural requirements was fatal to the appeal.

Court disposition

application_succeeded

Orders

  • The Notice of Appeal filed by the respondent is struck out.
  • Costs of the application are awarded to the applicant.

02

Material facts

Parties

Utex Industries Ltd

Applicant Counsel: Turyakira & Co. Advocates

Attorney General

Respondent Counsel: Barishaki Cheborion

Amounts and remedies

  • Estimated Filing Fees: UGX 167,000

03

Procedural history

  1. Posture

    Civil Application / Ruling

04

Questions and positions

Legal issues

Party arguments

Applicant
The applicant argued that the respondent did not institute the appeal within 60 days as required by Rule 81(1), and that the Notice of Appeal was served out of time, specifically 11 days late. The applicant further contended that the request for proceedings was not served on them, and no Registrar's certificate was issued to exclude time for preparation of the record. The applicant relied on Supreme Court precedents to support the strict application of procedural rules.
Respondent
The respondent argued that service of the Notice of Appeal was effected in time, on 18/8/1995, and that the request for proceedings was made within the prescribed period. The respondent claimed that Rule 81(2) does not specify the mode or time for sending the request to the applicant, and that attaching the request to an affidavit sufficed. The respondent also cited Article 126(2)(e) of the Constitution and Rule 4 of the Rules of Court, arguing that technicalities should not defeat substantive justice and that inability to pay filing fees was excusable.

05

Court’s reasoning

  1. 01

    Supreme Court Rules, Rule 81(1)

    Appeals must be instituted by lodging the memorandum and record of appeal within 60 days of the Notice of Appeal.

  2. 02

    Supreme Court Rules, Rule 81(2)

    A copy of the written request for proceedings must be sent to the respondent to rely on the proviso excluding time for preparation of the record.

  3. 03

    Supreme Court Rules, Rule 76

    Service of Notice of Appeal must be effected within 7 days of filing.

  4. 04

    Constitution of Uganda, Article 126(2)(e); Stephen Mabosi v Uganda Revenue Authority (Supreme Court Civil Application No. 16 of 1995)

    Rules of procedure are handmaids to justice and should not be unduly disregarded, but compliance is required unless delay is satisfactorily explained.

06

Ratio, limits and disposition

Ratio decidendi

The court found that the respondent failed to comply with the mandatory requirements of Rules 81(1) and 81(2) of the Supreme Court Rules, specifically by not instituting the appeal within 60 days and failing to serve the written request for proceedings on the applicant or obtain a Registrar's certificate to exclude time for preparation of the record. The court rejected the respondent's argument that technicalities should be disregarded under Article 126(2)(e) of the Constitution, holding that procedural rules are essential to avoid delays and ensure justice is not delayed. The inability to pay filing fees was not a valid excuse, as the respondent did not seek leave to extend time. The court preferred the respondent's evidence regarding timely service of the Notice of Appeal but held that the failure to comply with the other procedural requirements was fatal to the appeal.

Obiter and limits

  • It is illogical and contrary to commonsense to argue that the applicant should be deemed served with the request for proceedings simply because it was later attached to an affidavit.
  • The duty to obtain a Registrar's certificate for time taken in preparing the record lies with the intending appellant, not the Registrar.
  • Article 126(2)(e) does not abolish procedural rules; it cautions against undue regard to technicalities but requires compliance unless delay is satisfactorily explained.
  • Justice shall not be delayed; rules of court provide a timetable to avoid unnecessary delays.

Court disposition

application_succeeded

  • The Notice of Appeal filed by the respondent is struck out.
  • Costs of the application are awarded to the applicant.

Source and reliance status

Supreme Court of Uganda

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Judgment text

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Source document

Supreme Court of Uganda

Judgment

[1995] UGSC 38

THE REPUBLIC OF UGANDA

IN THE SUPREME COURT OF UGANDA

AT MENGO

(CORAM: ODER, J. S. C., TSEKOOKO, J. S. C., KAROKORA, J. S. C.) CIVIL APPLICATION NO. 52/95

BETWEEN

UTEX INDUSTRIES LTD ............................ APPLICANT AND ATTORNEY GENERAL ........................... RESPONDENT

(Arising from High Court Civil Appeal No. 4/1995)

RULING OF THE COURT

$\mathcal{L}_{\mathcal{A}}$

The applicant, Utex Industries Ltd., brought an application Notice of Motion under Rules 42(1) and (2), 76, 80 and 81 of the Rules of this court seeking for an order that the Notice Appeal filed in this matter by the Attorney General, the respondent, on 18th August 1995, be struck out because the respondent failed to take certain essential steps within the prescribed time. The application is supported by two affidavits sworn on 6/12/1995 and on 14/1/1997 by Tony Wasswa, stated to be the Managing Director of the applicant. In reply to these affidavits, Mr. Barishaki Cheborion, a Principal State Attorney in the Attorney General's Chambers, swore two affidavits, the first on 3/5/1996 and the second on $22/1/1997$ .

The background to this application is a little interesting. According to Mr. Cheborion, prior to the institution of H. C. C. S. No. 4/1993 the Managing Director of the applicant was involved in business with a certain Asian. There was a misunderstanding at some stage. Apparently, the Police were called upon to investigate the dispute as a result of which the Police handed the shop goods to the Asian. This aid not go well with the applicant. The applicant filed a suit in the High Court against the respondent seeking for damages because of the Police action. An attempt by the respondent to join the Asian in the suit was rejected by the High Court. Consequently the High Court

(Ntabgoba, P. J.) passed judgment in favour of the applicant -against the respondent. the judgment was delivered on 4th August 1995. the affidavits filed in these proceedings show that on 18th August 1995 the respondent filed a Notice of Appeal in the High Court and on the 5th September 1995 it wrote a letter (annexture B to the affidavit of Cheborion) to the Deputy Registrar of the High Court requesting for proceedings of the Trial Court to be typed out. This letter was not copied to the applicant nor was it sent to the applicant. The respondent did not file any memorandum and the record of the appeal until 3/12/1996. Even then these were in fact filed in the Court of Appeal but not in this Court.

There is no evidence when the respondent received or collected the record of the trial Court proceedings from the High Court. But from Cheborion's affidavit, it is abundantly clear that the record of proceedings was available to him in his office on 20/4/1996 which was a Saturday. Clearly by then the respondent was late in filing memorandum and or the record of appeal. This situation was made worse, according to Mr. Cheborion, by the fact that the respondent did not have money, estimated by Mr. Cheborion to be shs. $167,000/$ = to enable it prepare the record of appeal so as to file it. The respondent had to requisition for that money. This appears to have lasted about 6 months, i.e., up to time the memorandum and record of appeal were lodged not in this Court, but in the Court of Appeal. Mr. Turyakira for the applicant submitted that on these facts the Notice of Appeal should be struck out because:-

> (a) the respondent did not institute the appeal within 60 days as prescribed by Rule $81(1)$ and

> (b) that the Notice of Appeal was served on the applicant out of time, i.e., on $5/9/1995.$

We will start with the second of these arguments. It is not disputed that the respondent filed in the High Court the Notice

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of Appeal on $18/8/1995$ and that the same notice was served on one Musiime of Turyakira & Co., Advocates, Counsel for the respondent. The borne of contention on this point is that Mr. Turyakira maintains that service was effected on 5/9/1995 which is 18 days after it was filed and therefore 11 days out of the time of 7 days prescribed by Rule 76. For his part, Mr. Cheborion maintains that service was effected in time on $18/8/1995.$ Each of these two learned Counsel relies on a different copy of Notice of Appeal. The copy annexed to the application and relied on by Mr. Tryakira has the date 5/9/1995 written below the signature of Musiime. On the other hand the copy annexed to Mr. Cheborion's affidavit and relied on by him has no date below Musiime's signature. In these circumstances we think that Musiime should have sworn an affidavit to explain his failure to date the copy of the Notice of Appeal which was retained by Mr. Cheborion. In the absence of such evidence, the probability that 5/9/1995 could have been written on a date different from the date when service was effected is real. We accordingly prefer the story given by Mr. Cheborion that he served the notice on 18/8/1995. Therefore we hold that service of the Notice of Appeal was within the prescribed time.

The first argument appears unassailable. The relevant Rule is R. $81(1)$ and (2) states:-

> "81(1) ......... an appeal shall be instituted by lodging in the appropriate registry within sixty days of the date when the Notice of Appeal was lodged,

(a) a memorandum of appeal ....................................

(b) the record of appeal

(c) - (d) ...................................

Provided that where an application for a copy of the proceedings in the ......... Court has been made within thirty days of

With respect we are not persuaded by Cheborion's arguments. The effect of the proviso the Rule $81(i)$ $81(2)$ is that it is mandatory that the intended appellant makes a written request within thirty days of the date of the decision appealed against $% \left\vert \mathbf{r}\right\vert$ and that a copy of such request must be sent to intended $% \left\vert \mathcal{A}\right\vert$ respondent: See Supreme Court Civil Application No. 40 of 1995 -Kanobolic Group of Companies (U) Ltd vs Sugar Corporation

$\mbox{Mr.}$ Cheborion contended that the request was made in time, that since Rule $81(2)$ does not specify the mode and time within which to send the copy of the request for proceedings, $\hbox{\textbf{he}}$ $\overline{\text{fulfilled}}$ the requirements of the rule by annexing the request to his affidavit filed in this Court on $11/12/1996$ . Further contended, in effect, that it is the duty of the Registrar to $\frac{1}{2}$ issue the Certificate.

$\hbox{Mr.}\,$ Turyakira submitted that the above provisions were not complied with because $(i)$ although the request for the proceedings was made, that request was not sent to his client or served upon his client, $(ii)$ the request was filed in the registry of High Court on $7/9/1995$ and (iii) there is not $\operatorname{certificate}$ of the Registrar Certifying any period as having been required for the preparation and delivery to the present respondent (as an intended appellant) a copy of the request. Mr. Turyakira cited S. Mabosi vs Uganda Revenue Authority (Supreme Court Civil Application No. 16 of 1995 (unreported) and Kanobolic Group of Companies vs Sugar Corporation of Uganda, (Supreme Court Civil Application No. 40/1995) to support his arguments.

(2) As appellant shall not be entitled to rely on the proviso to subrule $(1)$ unless his application for such copy was in writing and a copy of it was sent to the respondent."

the date of the decision against which it is desired to appeal, there shall, in computing the time within which the appeal is to be instituted, be excluded such time as may be certified by the Registrar of the $\ldots\ldots\ldots$ . Court as having been required for preparation and delivery to the appellant of such copy.

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(Uganda Lta (supra); Delia Almeida VS Dr. Carmo Rui Almeida -Supreme Court Civil Application No. 6 of 1990 (unreported) at page 2 of the ruling of Platt, J. S. C., H. G. Gandesha Kampala Estates vs. G. J. Lutaya - Supreme Court Civil Application NO. 14/89 and Plaxeda Sembatya Nakiwala vs Libyan Arab Uganda Bank for Foreign Trade (supreme Court civil Appeal 6/6/1986). Further more we think it is illogical simplistic and contrary to commonsense to argue that because the applicant for the first time saw the request after the same had filed in this Court therefore the applicant should be deemed to have been served with the request. We think that Rule $81(2)$ requires the intending appellant to deliver a copy of the written request to the intended respondent. We expect the written request to indicate on its face that it had been copied to the intended respondent.

We do not accept Mr. Cheborion's submission that the registrar should have on his own volition issued a Certificate of the time taken in preparing the record. It is the bounder duty of an intending appellant to ask for such a certicate in as much as it is his duty to activity take steps necessary to prosecute an appeal.

I)

These conclusions really dispose of this application.

Mr. Cheborion relied on Article 126(2) of the Constitution of 1995 and the ruling of Odoki, J. S. C., in Stephen Mabosi vs Uganda Revenue Authority - (supra) for his view that we should not strike out the Notice of appeal on the basis Of technicalities. He argued that the Attorney General's inability to raise the fees of shillings $167,000/$ = for filing the appeal is exclusable by virtue of Rule 4 of the Rules of the Court. Other than citing rule 4, the learned Principal State Attorney was unable to cite any authority to support the last part of his arguments.

With respect, we think that rule 4 is wholly inapplicable to the facts of this application. We don't see how rule 4 can save the respondent's predicement since the respondent has not

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applied for leave to extend time.

Regarding Article 126(2)(e) and the Mabosi case we are not persuaded that the Constituent Assembly Delegates intended to wipe out the rules of procedure of our Courts by enacting Article $126(2)(e)$ . Paragraph (e) contains a caustion against undue regard to techinicalities. We think that the article appears to be a reflection of the saying that rules of procedure are handmaids to Justice - meaning that they should be applied with due regard to the circumstances of each case. We can not see how in this case article 126(2)(e) or Mabosi case can assist the respondent who sat on its rights since 18/8/1995 without seeking leave to appeal out of time. It is perhaps pertinent here to quote paragraph (b) of the same clause (2) of Article 126. It states:-

"justice shall not be delayed."

Thus to avoid delays rules of Court provide a timetable within which certain steps ought to be taken. For any delay to be excused, it must be explained satisfactorily.

For the reasons we have endeavoured to give we are satisfied that the respondent has not complied with the requirements of Rules $81(1)$ and $(2)$ and therefore the application must succeed. We order that the Notice of Appeal be struck out with costs to the applicant.

Deliverd at Mengo this...5th.. day od ... May.., 1997.

O. H. A. ODER, JUSTICE OF THE SUPREME COURT

J. W. N. TSEKOOKO,

JUSTICE OF THE SUPREME COURT

A. N. KAROKORA

JUSTICE OF THE SUPREME COURT

I CERTIFY THAT THIS IS A COPY OF THE ORIGINAL TURYAMUBONA<br>KEGISTRAR, SUPREME COURT. ELIY. DEPUTY

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

Kanobolic Group of Companies (U) Ltd v Sugar Corporation of Uganda, Supreme Court Civil Application No. 40/1995

Case cited

S. Mabosi v Uganda Revenue Authority, Supreme Court Civil Application No. 16 of 1995

Case cited

Delia Almeida v Dr. Carmo Rui Almeida, Supreme Court Civil Application No. 6 of 1990

Case cited

H. G. Gandesha Kampala Estates v G. J. Lutaya, Supreme Court Civil Application No. 14/89

Case cited

Plaxeda Sembatya Nakiwala v Libyan Arab Uganda Bank for Foreign Trade, Supreme Court Civil Appeal 6/6/1986

Case cited

Supreme Court Rules, Rule 42(1) and (2)

Legislation

Legislation referenced in the available case record.

Supreme Court Rules, Rule 76

Legislation

Legislation referenced in the available case record.

Supreme Court Rules, Rule 80

Legislation

Legislation referenced in the available case record.

Supreme Court Rules, Rule 81

Legislation

Legislation referenced in the available case record.

Constitution of Uganda, Article 126(2)(e)

Legislation

Legislation referenced in the available case record.

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