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Uganda Judgment

HC: Criminal Division (Uganda)

Tugume & anor v Uganda (HCT-OO-CR-CN-0112-2014) [2015] UGHCCRD 7 (10 March 2015)

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01

Holding and result

The trial magistrate failed to comply with the mandatory procedure for recording a plea of guilty as established in Adan vs Republic and approved by Ugandan courts. Specifically, after the appellants changed their plea to guilty, the prosecution did not narrate a summary of the facts constituting the offence, nor were these facts put to the accused for their admission. This omission rendered the plea equivocal and the conviction unsafe. The court held that such a conviction cannot be sustained and must be quashed. In accordance with section 34(2) of the Criminal Procedure Code Act and relevant case law, the appropriate remedy is to allow the appeal, quash the conviction, and order a retrial before another magistrate. The sentence was set aside as there can be no sentence without a valid conviction.

Court disposition

appeal allowed; conviction quashed; retrial ordered

Orders

  • The appeal is allowed.
  • The conviction is quashed.
  • A retrial before another Grade One Magistrate is ordered.
  • The file is to be immediately referred back to the lower court for retrial.
  • The appellants may apply for bail before the lower court.
  • The appellants are to remain remanded pending retrial.

02

Material facts

Parties

Tugume Christopher

Appellant Counsel: Joseph Zagyenda

Tumwebaze Paulo

Appellant Counsel: Joseph Zagyenda

Uganda

Respondent Counsel: Barbara Masinde

03

Procedural history

  1. Posture

    Criminal Appeal / Judgment on Appeal

04

Questions and positions

Legal issues

Party arguments

Applicant
Counsel for the appellants argued that the trial magistrate departed from the mandatory procedure for recording a plea of guilty as set out in Adan vs Republic. The facts constituting the offence were not narrated and put to the accused, and the evidence relied upon did not disclose all the ingredients of the offence. The plea was therefore not unequivocal, and the conviction and sentence should be quashed and the appellants released.
Respondent
Counsel for the respondent conceded that the procedure in Adan vs Republic was not strictly followed, as the facts were not read out to the appellants. However, she argued that the evidence of PW1 set out the ingredients of the offence, and the plea was entered after the appellants accepted this evidence as true. She contended that the irregularities did not cause a substantial miscarriage of justice and invited the court to dismiss the appeal and uphold the conviction.

05

Court’s reasoning

  1. 01

    Adan vs Republic (1973) EA 445

    For a conviction to be properly based on a plea of guilty, the plea must unequivocally admit all ingredients of the offence charged, and a summary of the facts constituting the offence must be narrated and put to the accused for admission.

  2. 02

    Uganda vs Olet & Anor (1991) HCB 13

    Where the correct procedure for recording a plea of guilty is not followed, the conviction cannot be sustained and must be quashed.

  3. 03

    Section 34(2) Criminal Procedure Code Act; Beninyo Onen vs R Criminal Appeal No. 328 of 1961

    Upon quashing a conviction due to procedural irregularity, the appellate court may order a retrial before a competent court.

06

Ratio, limits and disposition

Ratio decidendi

The trial magistrate failed to comply with the mandatory procedure for recording a plea of guilty as established in Adan vs Republic and approved by Ugandan courts. Specifically, after the appellants changed their plea to guilty, the prosecution did not narrate a summary of the facts constituting the offence, nor were these facts put to the accused for their admission. This omission rendered the plea equivocal and the conviction unsafe. The court held that such a conviction cannot be sustained and must be quashed. In accordance with section 34(2) of the Criminal Procedure Code Act and relevant case law, the appropriate remedy is to allow the appeal, quash the conviction, and order a retrial before another magistrate. The sentence was set aside as there can be no sentence without a valid conviction.

Obiter and limits

  • The rule in Adan vs Republic has taken the force of law in Uganda and must be followed in all cases involving pleas of guilty.
  • The appellants remain remanded but are free to apply for bail before the lower court pending retrial.

Court disposition

appeal allowed; conviction quashed; retrial ordered

  • The appeal is allowed.
  • The conviction is quashed.
  • A retrial before another Grade One Magistrate is ordered.
  • The file is to be immediately referred back to the lower court for retrial.
  • The appellants may apply for bail before the lower court.
  • The appellants are to remain remanded pending retrial.

Source and reliance status

HC: Criminal Division (Uganda)

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Source document

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Judgment text

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Source document

HC: Criminal Division (Uganda)

Judgment

[2015] UGHCCRD 7

THE REPUBLIC OF UGANDA

IN THE HIGH COURT OF UGANDA HOLDEN AT KAMPALA

HCT-OO-CR-CN-0112-2014

TUGUME CHRISTOPHER & TUMWEBAZE:::::::::::::::::::::::::::::::APPELLANTS

VERSUS

UGANDA::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::: "PROSECUTION

BEFORE: THE HON. MR. JUSTICE LAMECK N. MUKASA

JUDGMENT:

The Appellants, Tugume Christopher and Tumwebaze Paulo, were charged, convicted and sentenced by the Senior Magistrate Grade One sitting at City Hall Kampala on a charge of theft Contrary to section 261 of the Penal Code Act. They appealed against conviction and sentence upon the following grounds:-

1. The learned Trial Magistrate erred in law with grave irregularity to accept the prosecution to refer the court to “facts as from evidence of PW1” whose copy was not with the Appellants.

2. The learned magistrate failed to put or to cause to be put to the Appellants the facts and the ingredients of the offence alleged to have been committed, departing from the practice and the manner of recording and steps to be taken in compliance with the rule in the case of Adan vs Republic.

3. The irregularities in grounds 1 and 2 constituted a plea which was not unequivocal, as it shows reference to Airtel workers

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carrying property in contrast to the contents of the charge.

1. The learned Magistrate Grade I, while imposing the sentence of 11 months did not take into account a presumption, on the facts before it, that the Appellants did not have a previous conviction which is a serious irregularity affecting the term of the sentence.

The court record shows that on 6th August 2014 the charge was read and explained to the Appellants. They denied the charge and a plea of not guilty were entered.

On the 4th November 2014 evidence on chief was recorded from the first prosecutions witness. Then the Appellants sought the charge to be read back to them. The court record thereafter was as follows:

“ Court: Charge re-read to the accused persons

Al: It is true

PG entered.

A2: It is true

PG entered

Court: Change of Plea. PG entered.

Prosecution: Facts as per the evidence of PW1.

Al: Facts are correct

Court: The Accused is convicted on his own plea of guilty.

A2: Facts are correct

Court: The accused is convicted on his own plea of guilty.

Sentencing proceedings followed and each accused person was sentenced to 11 months imprisonment and advised to reform after serving the sentence.

Mr. Joseph Zagyenda, Counsel to the Appellants argued grounds 1 and 2 together, then ground 4 followed by ground 3. In my judgment I will consider grounds 1, 2 and 3 together. In his submissions counsel for the Appellant submitted that the procedure adopted by the learned trial magistrate departed from the manner and steps to be taken in compliance with the rule set out in Adan vs Republic (1973) EA 445. Further that the plea recorded was not unequivocal as the evidence recorded from PW1 and relied upon as the facts of the offence did not disclose all the ingredients of the offence charged and pleaded to. Counsel prayed that the appeal be allowed, conviction quashed, sentence set aside and the Appellants released.

Ms. Barbara Masinde (SSA) conceded that the right procedure as set out in Adan vs Republic was not followed particularly as the facts were not read out to the Appellants. She however argued that the evidence of PW1 set out the ingredients of the offence charged. That the plea was entered subsequent to PW1 ’s evidence which they accepted as true. She contended that the irregularities did not

cause a substantial miscarriage of justice and invited court to 0

proceed under section 34 of the Criminal Procedure Code Act to dismiss the appeal and uphold the conviction. Section "2,4 of the • Criminal Procedure Act provides:

“(1) —, except that the court shall, notwithstanding that court is of the opinion that the point raised in the appeal might be decided in favour of the appellant, dismiss the appeal if it considers that no substantial miscarriage of justice has actually occured.

(2) Subject to subsection (1), the appellate court on any appeal may \_

1. reverse the finding and sentence, and acquit or discharge the appellant, or order him or her to be tried or retried by a court of competent jurisdiction.

(b)…………………..

Uganda vs Olet & Anor (1991) HCB 13 is on all fours similar to the instant case. In that case each of the Appellants was charged with elopement c/s 121 A(l) and (2) (now 127(1) & (2) of PCA respectively. Both appellants first pleaded not guilty but later changed their pleas to guilty after the prosecution had led evidence of four witnesses.

On their pleas both appellants were convicted as charged. The summary of the facts constituting the offence were not narrated and put to the accused/appellants. It was held that for a conviction to be properly based on a plea of guilty, the plea must unequivocally admit all ingredient s of the offence charged. A summary of the facts constituting the offence must be narrated and put to the accused. Only if these facts disclosed the commission of the alleged offence and the accused admits the correctness thereof can a conviction be properly entered. This rule was laid by the Court of Appeal of East Africa in Adan vs Republic and has been approved by the Superior Courts of Uganda and has now taken the force of law in this country and it must be followed.

In the instant case the learned trial magistrate, just like in the above case, did not receive from the prosecution a summary of the facts constituting the offence and the same were not put to the accused which was in violation of the above rule. When the charge was ready afresh to the appellants and they pleaded guilty that put a close to the proceedings before the plea and the court had to receive a summary of the facts from the prosecution and put them to the Accused to accept their correctness. This was not done.

A conviction in such circumstances cannot be sustained, and it is hereby quashed.

In the event of such a finding court may under section 34 (2) of the Criminal Procedure Code Act order an appellant to be retried by a

court of competent jurisdiction. In Beninyo Onen vs R Criminal Appeal No. 328 of 1961, a retrial was ordered.

The appeal is accordingly allowed, conviction quashed and a retrial before another Grade One Magistrate ordered.

This disposes of the appeal against sentence as there cannot be a sentence without a conviction

It is ordered that the file be immediately referred back to the lower court for a retrial.

The Appellants will be free to exercise their right to apply for bail before the lower court. They are meanwhile remanded.

LAMECK N . MUKASA

JUDGE 10th march 2015

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

Adan vs Republic (1973) EA 445

Case cited

Uganda vs Olet & Anor (1991) HCB 13

Case cited

Beninyo Onen vs R Criminal Appeal No. 328 of 1961

Case cited

Penal Code Act section 261

Legislation

Legislation referenced in the available case record.

Criminal Procedure Code Act section 34

Legislation

Legislation referenced in the available case record.

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