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East African Court of Appeal

Rex v Wako (Criminal Revision Case No. 223 of 1945) [1945] EACA 43 (1 January 1945)

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Research organized from the available case record

Source document

01

Holding and result

The court held that By-law 212 of the Nairobi Municipality (Amendment) By-laws 1944 is ultra vires and invalid for two principal reasons. First, the by-law improperly places the burden of proof on the accused, contrary to the Indian Evidence Act, which requires the prosecution to prove all elements of a criminal offence. The Municipal Council lacks statutory authority to alter this fundamental rule of criminal procedure. Second, the by-law is unreasonable and manifestly partial, as its definition of 'employment' and its application to all natives, including wives of lawfully resident natives and those excluded from the Employment of Servants Ordinance, results in unequal treatment among different classes of natives. The discretion granted to the Town Clerk regarding permits further exacerbates the by-law's partiality and lack of clear direction. Consequently, the conviction based on this by-law cannot stand and is quashed.

Court disposition

conviction_quashed

Orders

  • The conviction of Awo d/o Wako under By-law 212 is quashed.
  • No further penalty or imprisonment to be served by the applicant.

02

Material facts

Parties

Rex

Prosecutor Counsel: Dennison

Awo d/o Wako

Accused Counsel: Madan

03

Procedural history

  1. Posture

    Criminal Revision / Revision Application

04

Questions and positions

Legal issues

Party arguments

Applicant
Mr. Madan argued that the accused's statement did not amount to an unequivocal plea of guilty, as 'I have been in Nairobi some time' does not necessarily imply more than 36 hours. He further submitted that the by-law is too wide and unreasonable, as it applies oppressively to wives of lawfully resident natives and is partial in its operation. The definition of 'employment' excludes certain classes of natives, making the by-law manifestly unequal.
Respondent
Mr. Dennison contended that the Municipal Council cannot, by by-law, place any part of the burden of proof on the accused, as this is repugnant to the Indian Evidence Act, which requires the prosecution to bear the burden of proof. He argued that the Local Government (Municipalities) Ordinance, 1928, does not empower the Council to vary the law in this manner, and only the Legislature can alter the burden of proof in criminal matters.

05

Court’s reasoning

  1. 01

    Indian Evidence Act

    The burden of proof in criminal proceedings lies on the prosecution, not the accused.

  2. 02

    Kruse v. Johnson (1898) 2 Q.B. 91

    A municipal by-law must not be manifestly partial or unequal in its operation between different classes.

  3. 03

    Local Government (Municipalities) Ordinance, 1928

    Local authorities cannot create by-laws that are ultra vires or unreasonable beyond the powers conferred by statute.

06

Ratio, limits and disposition

Ratio decidendi

The court held that By-law 212 of the Nairobi Municipality (Amendment) By-laws 1944 is ultra vires and invalid for two principal reasons. First, the by-law improperly places the burden of proof on the accused, contrary to the Indian Evidence Act, which requires the prosecution to prove all elements of a criminal offence. The Municipal Council lacks statutory authority to alter this fundamental rule of criminal procedure. Second, the by-law is unreasonable and manifestly partial, as its definition of 'employment' and its application to all natives, including wives of lawfully resident natives and those excluded from the Employment of Servants Ordinance, results in unequal treatment among different classes of natives. The discretion granted to the Town Clerk regarding permits further exacerbates the by-law's partiality and lack of clear direction. Consequently, the conviction based on this by-law cannot stand and is quashed.

Obiter and limits

  • A municipal by-law ought to receive a benevolent interpretation and be supported unless it is manifestly partial and unequal in its operation.
  • The safeguards provided by the Ordinance do not relieve the court of its responsibility to inquire into the validity of by-laws when challenged.

Court disposition

conviction_quashed

  • The conviction of Awo d/o Wako under By-law 212 is quashed.
  • No further penalty or imprisonment to be served by the applicant.

Source and reliance status

East African Court of Appeal

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Source document

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Judgment text

The complete available source text.

Source document

East African Court of Appeal

Judgment

[1945] EACA 43

CRIMINAL REVISION

BEFORE LUCIE-SMITH AND HORNE, J. J.

REX. Prosecutor

$\mathbf{v}^{(1)}_{\mathbf{v}} \sim \mathbf{v}^{(1)}$

AWO $D/O$ WAKO. Accused

Criminal Revision Case No. 223 of 1945

Criminal law—The Nairobi Municipality (Amendment) By-laws 1944—By-law 212—Remaining in the Municipality for more than 36 hours without employment or permit—Burden of proof on accused—By-law repugnant to the Indian Evidence Act-Unreasonable and ultra vires.

The facts appear fully from the order.

Held $(18-9-45)$ .—(1) That in the absence of a specific power enabling the Municipal Council so to do, a Municipal By-law which places the burden of proof upon a person accused<br>of offending against it is repugnant to the Indian Evidence Act and *ultra vires*.

(2) That as in its present form By-law 212 is manifestly partial and unequal as between different classes of natives in its operation it is unreasonable and ultra vires.

Dennison, Crown Counsel, for the Crown,

Madan (for Khanna) for the Accused.

ORDER.—This is an application in revision by Awo d/o Wako who was convicted of the offence created by Municipal by-law 212 of remaining over 36 hours within the municipality without a permit. The by-law is in these terms: —

In this By-law "employment" means employment on a ticket contract of service, a special contract of service, a monthly contract of service or an apprenticeship contract as defined in sections 4, 5, 14 $(a)$ (2) and 19 of the Employment of Servants Ordinance, 1937. No native shall remain in the municipality for more than thirty-six hours, excluding Sundays and public holidays, without employment, the onus of the proof whereof lies on such native, unless he shall have obtained from the Town Clerk or other person authorized on his behalf a Resident's or Visitor's permit in the form set out in Schedules II and III to these By-laws, and no native shall remain in the municipality after the expiry of such permit. A Resident's permit shall be revocable after seven days' notice given to the holder in writing.

The charge made thereunder is as follows: $-$

Remaining in the Municipality for a longer period than 36 hours without employment, and without having a permit from the Town Clerk, contrary to section 212 in Nairobi Municipality By-laws, 1944:

That on the 17.7.45 at about 4.45 p.m. you yere found at Naveri Eastleigh, in the Central Province, and that it is alleged you are unemployed, and have been in the Nairobi Municipality for more than 36 hours without having a Visitor's Permit.

On being brought before the Magistrate and being charged the applicant stated:-

"I have not got a pass and have been in Nairobi some time."

This statement was accepted as a plea of guilty to the charge and the applicant was forthwith convicted and sentenced to three weeks imprisonment. As the sentence does not exceed one month, the matter is brought before the Court by way of revision.

A number of submissions are made on behalf of the applicant by Mr. Madan: The first of these is that the statement of the accused does not amount to an unequivocal plea of guilty in that the words "I have been in Nairobi some time" do not necessarily imply more than 36 hours. As to this submission, the words of the Charge are "a longer period than 36 hours" and in the Particulars the words are "for more than 36 hours". Had the applicant intended not to admit these allegations as to time we would have expected her to use some expression indicating a recent arrival in Nairobi. Also the applicant's admission as to the time she had been here is coupled with her admission that she has no pass (permit). And assuming that it is right to put the burden of proof as to employment upon the accused, she does not deny the allegation that she is unemployed, and her words were therefore rightly construed as a plea of guilty.

It is, however, submitted by Mr. Dennison that the Municipal Council cannot in creating an offence by by-law place any part of the burden of proof of the offence upon the offender, and by so doing they have made a by-law which is repugnant to the provisions of a law which is in force in the Municipality, that is, repugnant to the Indian Evidence Act under which the burden of proof of any criminal offence is upon the prosecution; and that the Legislature has not empowered the Council under the Local Government (Municipalities) Ordinance, 1928, to vary the law in this manner; and he points out that such a variation of the ordinary rule as to the burden of proof is, when made at all, made by the Legislature itself, and he cites various Ordinances where this has been done, of which the Stock and Produce Theft Ordinance of 1933 and the Coconut Industry Ordinance are examples. This submission opens up a matter of more grave import than whether the plea can be accepted as a plea of guilty.

In addition it is submitted by Mr. Madan that the by-law is in other respects invalid as it is in its terms too wide and therefore unreasonable. His argument is that the expression "No native" does not include natives of both sexes, and if it can be he'd to include females, then as it applies to the wives of natives who are themselves lawfully resident or present in the Municipality it is too wide and oppressive. According to section 69 of the Local Government (Municipalities) Ordinance, 1928, the Council may make by-laws in respect of all such matters as are necessary and desirable for the maintenance of the health, safety and wellbeing of the inhabitants or for the good rule and government of the municipality, and more especially for the various purposes that are then set out in the section, and among these purposes is-

$(65)$ For regulating the issue of passes to and the carrying of passes by natives within the municipality."

Section 42 of the Ordinance sets out the powers of the Council and among them is the power—

"(46) To do all things necessary for the carrying out all the purposes for and in regard to which the council is empowered from time to time to make by-laws and for carrying all such by-laws into effect."

There is nothing here which would empower the Council by means of a by-law to place the burden of proof upon a person accused of offending against one of its by-laws and it is therefore repugnant to the Indian Evidence Act.

Whether the by-law in question is too wide and unreasonable is a matter which requires careful consideration. Those general considerations which have to be borne in mind in considering by-laws of a local government authority have been laid down in the judgment of Lord Russell of Killowen in the case of Kruse v. Johnson (1898) 2 Q. B.

91. The principles there established have been consistently

followed ever since, and this case establishes that a hy-law of a municipality ought to receive a "benevolent" interpretation and ought to be supported, unless it is manifestly partial and unequal in its operation between different classes ... The present by-law was made under the safeguards provided by the Ordinance, but as Lord Russell says these safeguards in no way relieve the Court of "the responsibility of inquiring into the validity of by-laws where they are brought in question, or any way affects the authority of the court in the determination of their validity or invalidity".

Obviously the by-law provides that any unemployed native being within the Municipality shall have a permit to be there, and if no permit, may be punished. and there is no reason for saying that the word "native" is to be restricted to made natives. By the interpretation given by the by-law to "employment", it would appear that only those females who are actually in employment as so defined would be free from prosecution for having no permit. The wife of a native lawfully resident (by the Town Clerk's permission) in a municipal native location, not being in employment as defined in the by-law is also required to have a permit. She ho doubt would be given one on application, while the known prostitute would not be so given. But it must be pointed out that it is entirely at the discretion of the Town Clerk whether he gives a permit or not and for period of time he gives it. The by-law contains no direction on these points. Further the definition of "employment" limiting its meaning to employment under four specific forms of engagement under the Employment of Servants Ordinance produces the unfortunate result that those natives who are excluded from the operation of that Ordinance by Government Notice No. 766 of 1938 (as amended by Government Notice No. 1050 of 1943) become, if they are in the municipality, unemployed natives and liable to prosecution if they have no permit. All members of the African Clerical Service are excluded by this Government Notice from the operation of the Ordinance and so are all natives earning more than Sh, 100 per mensem, so that the contracts of service of these natives are not governed by the Ordinance but by the ordinary law of contract or by Civil Service Regulations.

The by-law is, no doubt, an honest attempt to fill the gap between unemployment on the one hand and vagrancy and destitution on the other. It is no doubt dangerous to have large numbers of unemployed natives of either sex within the municipality, but in the form it is at present the by-law is manifestly partial and unequal as between different classes of natives in its operation. So for that reason as well as for the ground submitted by Mr. Dennison we hold it is *ultra vires* the Council and quash the conviction.

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

Kruse v. Johnson (1898) 2 Q.B. 91

Case cited

Nairobi Municipality (Amendment) By-laws 1944, By-law 212

Legislation

Legislation referenced in the available case record.

Indian Evidence Act

Legislation

Legislation referenced in the available case record.

Local Government (Municipalities) Ordinance, 1928

Legislation

Legislation referenced in the available case record.

Employment of Servants Ordinance, 1937

Legislation

Legislation referenced in the available case record.

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