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Uganda Judgment

East African Court of Appeal

Rex v Khan (Criminal Revision Case No. 13 of 1950) [1950] EACA 110 (1 January 1950)

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01

Holding and result

The court held that the application for admission of an appeal out of time failed because the applicant did not demonstrate good cause as required by section 349 of the Criminal Procedure Code. However, upon review of the lower court's proceedings, it was found that the plea of guilty was entered by a third party and not the accused, who was absent from the Colony at the time. This rendered the trial a nullity. Exercising its unfettered revisional jurisdiction, the court quashed the conviction and set aside the sentence, ordering a refund of any fine paid. The court noted that the prosecution was at liberty to institute fresh proceedings if desired.

Court disposition

conviction quashed and sentence set aside; application for appeal out of time rejected; prosecution may institute fresh proceedings

Orders

  • Conviction quashed.
  • Sentence set aside.
  • Fine, if paid, to be refunded.
  • Prosecution at liberty to institute fresh proceedings.

02

Material facts

Parties

Rex (through the Labour Department)

Applicant Counsel: Templeton, Crown Counsel (Kenya)

Lal Khan

Respondent Counsel: Morgan

03

Procedural history

  1. Posture

    Criminal Revision / Application for Admission of Appeal Out of Time and Exercise of Revisional Jurisdiction

04

Questions and positions

Legal issues

Party arguments

Applicant
The applicant sought admission of an appeal out of time, arguing that he was absent from the Colony at the time of conviction and returned shortly thereafter. He contended that the circumstances constituted good cause for the delay and that the conviction was improper as the plea of guilty was not entered by him.
Respondent
The Crown opposed the application, maintaining that the reasons advanced did not amount to good cause as required for admission of an appeal out of time. The Crown did not specifically address the validity of the plea but relied on procedural compliance.

05

Court’s reasoning

  1. 01

    Section 349, Criminal Procedure Code

    An appeal out of time requires demonstration of good cause for the delay as a prerequisite for admission under section 349 of the Criminal Procedure Code.

  2. 02

    General principles of criminal procedure

    A plea of guilty must be entered personally by the accused; a plea entered by a third party is invalid and renders the trial a nullity.

  3. 03

    Judicial precedent and inherent powers of revision

    The court's revisional jurisdiction is not fettered by statutory time limits and may be exercised to prevent manifest injustice.

06

Ratio, limits and disposition

Ratio decidendi

The court held that the application for admission of an appeal out of time failed because the applicant did not demonstrate good cause as required by section 349 of the Criminal Procedure Code. However, upon review of the lower court's proceedings, it was found that the plea of guilty was entered by a third party and not the accused, who was absent from the Colony at the time. This rendered the trial a nullity. Exercising its unfettered revisional jurisdiction, the court quashed the conviction and set aside the sentence, ordering a refund of any fine paid. The court noted that the prosecution was at liberty to institute fresh proceedings if desired.

Obiter and limits

  • Advocates should appeal against both conviction and sentence where appropriate, as failure to do so may result in unnecessary expenditure of judicial resources.
  • The view that appeals should address both conviction and sentence has been previously expressed by the Court of Appeal for Eastern Africa.

Court disposition

conviction quashed and sentence set aside; application for appeal out of time rejected; prosecution may institute fresh proceedings

  • Conviction quashed.
  • Sentence set aside.
  • Fine, if paid, to be refunded.
  • Prosecution at liberty to institute fresh proceedings.

Source and reliance status

East African Court of Appeal

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Judgment text

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Source document

East African Court of Appeal

Judgment

[1950] EACA 110

CRIMINAL REVISION

Before THACKER, Ag. C. J., and MODERA, J.

REX (THROUGH THE LABOUR DEPARTMENT), Prosecutor

IJ.

LALL KHAN. Accused

Criminal Revision Case No. 13 of 1950

Appeal out of time—Section 349 Criminal Procedure Code—Plea of guilty by third party not an accused—Effect of—Revisional jurisdiction.

A plea of guilty was endorsed on a summons, "For Lal Khan I plead guilty to this charge". The appellant was convicted in his absence from the Colony. An appeal was filed after the period of limitation (30 days) had elapsed.

*Held* (21-2-50).—(1) There was no "good cause" prerequisite for the admission of an appeal. (2) As the endorsement by some person not the accused was in no way a plea of guilty

the trial was a nullity.

(3) As the Court in its revisional jurisdiction was not fettered by time limits the conviction and sentence were set aside.

Morgan for accused.

Templeton, Crown Counsel (Kenya), for Crown.

JUDGMENT.—This is an application under section 349 Criminal Procedure Code to admit an appeal though the period of limitation prescribed in the section (namely 30 days) has elapsed.

The application is supported by the affidavit of Mr. Morgan from which it appears that the applicant was convicted on 29th September, 1948, in his absence from the Colony to which he returned in October, 1948.

We have considered the facts as set out in the affidavit and have listened to the arguments adduced in support of the application but we are not of the opinion that these constitute the "good cause" which is a prerequisite to the admission of this appeal.

The application is accordingly rejected.

We have however had the opportunity of perusing the proceedings in the subordinate Court, the record of which has come to our knowledge and we perceive that the learned Magistrate recorded a plea of guilty as follows: "Plea of guilty endorsed on the summons". The endorsement on the summons in fact read: "For Lal Khan I plead guilty to this charge and I arrange for the water for lab. and I shift the lab. from that camp to Nairobi, Noor Alam".

It is abundantly clear to us that such endorsement by some person other than the accused who was not even in the Colony at the time constituted in no way a plea of guilty. The trial was a nullity. Therefore in our Revisional Jurisdiction which is not fettered by any time limit, and lest a manifest injustice should be perpetuated we quash the conviction. It follows that the sentence which was appealed against only upon the ground of severity and which at the moment stands confirmed upon the assumption that the conviction was legal, will be set aside and the fine if paid will be refunded.

The prosecution is free to institute fresh proceedings if it so wishes.

Before finally leaving this matter, we would point out that much time of the several Courts which have been engaged in this case would have been saved, if the advocate who originally appealed for the appellant in this case had appealed against conviction and not merely against sentence. This view has already been expressed by H. M. Court of Appeal for Eastern Africa.

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Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

Section 349, Criminal Procedure Code

Legislation

Legislation referenced in the available case record.

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