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DFCU Leasing Co Ltd v Nasolo Faridah (HCT-00-CC-MA 74 of 2007) [2007] UGCommC 25 (22 March 2007)
- Citation
- [2007] UGCommC 25
- Status
- Judgment
- Jurisdiction
- Uganda
- Court
- Commercial Court of Uganda
- Posture
- Miscellaneous Application / Ruling on Preliminary Objection
- Case number
- HCT-00-CC-MA 74 of 2007
- Language
- English
More details
- Court
- Commercial Court of Uganda
- Posture
- Miscellaneous Application / Ruling on Preliminary Objection
- Case number
- HCT-00-CC-MA 74 of 2007
- Language
- English
On this page
Professional case brief
Research organized from the available case record
01
Holding and result
The court held that the misquotation of the statutory instrument number was a minor procedural irregularity that did not mislead the respondent or cause injustice, and thus could be overlooked in the interest of substantive justice as mandated by Article 126 of the Constitution. Regarding the failure to attach lists of witnesses, documents, and authorities as required by Order 6 rule 2 of the Civil Procedure Rules, the court found that the relevant documents were in fact attached to the affidavit, and the deponent was the witness. The purpose of the rule is to prevent ambush, and since the respondent was not prejudiced and all necessary materials were supplied, the omission was not fatal. The court concluded that such procedural defects do not warrant striking out the application, and both preliminary objections were overruled, allowing the application to proceed on its merits.
Court disposition
Preliminary objections overruled; application to proceed on its merits.
Orders
- The preliminary objections are overruled.
- The application shall proceed to be heard on its merit.
- Costs shall be bound by the order as to costs in the main application.
02
Material facts
Parties
Dfcu Leasing Co Ltd
Applicant Counsel: Kabiito KaramagiNasolo Faridah
Respondent Counsel: Tugume03
Procedural history
Posture
Miscellaneous Application / Ruling on Preliminary Objection
04
Questions and positions
Legal issues
- 01
Whether the application is fatally defective for citing a non-existent statutory instrument.
- 02
Whether failure to attach lists of witnesses, documents, and authorities as required by Order 6 rule 2 of the Civil Procedure Rules is fatal to the application.
Party arguments
- Applicant
- Counsel for the applicant conceded the misquotation of the statutory instrument but argued it was a minor error that did not mislead the respondent. He relied on case law to show that courts should focus on substantive justice over technicalities. Regarding the lack of lists, he argued that all relevant documents were attached and the affidavit served as the evidence, so there was no risk of ambush or prejudice.
- Respondent
- Counsel for the respondent raised two preliminary objections: first, that the application was brought under a non-existent law (Statutory Instrument No. 75-1 instead of 71-1); second, that the application failed to comply with Order 6 rule 2 of the Civil Procedure Rules by not attaching lists of witnesses, documents, and authorities, which he argued was mandatory and rendered the application improperly before the court.
05
Court’s reasoning
Legal principles
- 01
Article 126 of the Constitution of Uganda
Courts should administer substantive justice without undue regard to technicalities.
- 02
Development Finance Company of Uganda Ltd Vs Stanbic Bank Uganda Ltd & Another C.C. Misc. Application No. 88 of 99
Minor procedural irregularities that do not cause injustice or mislead the other party can be overlooked.
- 03
Kenfreight (U) Ltd Vs Henry Sebuunya H.C. Misc. Appl. No. 0353 of 1998; Sule Pharmacy Ltd Vs The Registered Trustees of the Khoja Shia Hana Shar Janati H.C. Misc Appl. No. 1 of 1999; Rajab Kyangwa Vs Pallisa Town Council & Anor H.C. Misc. Appl. No. 19 of 2000; Richard Mwirumubi Vs Jada Ltd H.C.C.S No. 978/96
Order 6 rule 2 of the Civil Procedure Rules requires pleadings to be accompanied by lists of witnesses, documents, and authorities, but failure to attach them only limits reliance on such evidence, not the validity of the application.
- 04
Alcon International Vs Kasirye Byarugaba & Co Advocates (1995) III KALR 91; Col (Rtd.) Dr. Kiiza Besigye Vs Museveni Yoweri Kaguta & Electoral Commission SC Electoral Petition No. 1 of 2001; Intraship (U) Ltd Vs GN Combine (U) Ltd (1994) VI KALR 42; Remonde Enterprises Ltd Vs Florence Atto & Anor H.C. Miscellaneous Application No. 403 of 2006
The test is whether the irregularity is serious enough to prevent the court from hearing the application on its merits or would cause injustice.
06
Ratio, limits and disposition
Ratio decidendi
The court held that the misquotation of the statutory instrument number was a minor procedural irregularity that did not mislead the respondent or cause injustice, and thus could be overlooked in the interest of substantive justice as mandated by Article 126 of the Constitution. Regarding the failure to attach lists of witnesses, documents, and authorities as required by Order 6 rule 2 of the Civil Procedure Rules, the court found that the relevant documents were in fact attached to the affidavit, and the deponent was the witness. The purpose of the rule is to prevent ambush, and since the respondent was not prejudiced and all necessary materials were supplied, the omission was not fatal. The court concluded that such procedural defects do not warrant striking out the application, and both preliminary objections were overruled, allowing the application to proceed on its merits.
Obiter and limits
- If the non-observance of procedural rules would not lead to injustice, the court should be willing to overlook it.
- Failure to attach lists under Order 6 rule 2 CPR only limits reliance on such evidence, not the validity of the application.
Court disposition
Preliminary objections overruled; application to proceed on its merits.
- The preliminary objections are overruled.
- The application shall proceed to be heard on its merit.
- Costs shall be bound by the order as to costs in the main application.
Source and reliance status
Commercial Court of Uganda
This page organises the available record for research. Confirm quotations, current status, and subsequent treatment against the official source before relying on the case.
Judgment reading view
Judgment text
The complete available source text.
Commercial Court of Uganda
Judgment
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A pplicant/Defendant\line \line Versus\line \line Nasolo Faridah Respondent /Plaintiff\line \line \line \line {\ltrch\hich\b\loch\b 23 March 2007}\line \line \line {\ul\ulc0\ltrch\hich\b\loch\b BEFORE: HON. MR. JUSTICE LAMECK N MUKASA}\line \line {\ul\ulc0\ltrch\hich\b\loch\b RULING NO 1}\line \line This is an application for consolidation of HCCS No. 432 of 2006 and No. 536 of 2006. When the application came up fo r hearing Mr. Tugume Counsel for the Respondent, raised a preliminary objection on two points of law:- } \par \pard\plain \ltrpar\s8\li567\ri567\lin567\rin567\fi0\sa283\ql\rtlch\af3\afs24\lang255\ltrch\dbch\af3\langfe255\hich\fs24\lang7177\loch\fs24\lang7177 {\rtlch \ltrch\loch\f1\fs24\lang7177\i0\b0 1. The Application is brought under Statutory Instrument No. 75 \'96 1 a non \'96 existent law.\line 2. The Application did not comply with the provisions of Order 6 rule 2 of the Civil Procedure Rules.} \par \pard\plain \ltrpar\s3\sa120\ql\rtlch\af3\afs24\lang255\ltrch\dbch\af3\langfe255\hich\fs24\lang7177\loch\fs24\lang7177 {\rtlch \ltrch\loch\f1\fs24\lang7177\i0\b0 \line The application was brought by Chamber Summons under Order 11 rules 1 and 2 of the Civil Procedure Rules S I 75-1. Mr. Tugume submitted that the Application should have been under Statutory Instrument 71-1. Mr. Kabiito Karamagi in reply did concede the mi stake but invited court to be practical and
allow the application to be heard on its merit as the Respondent could not have been misled by the mistake. Counsel referred to {\ul\ulc0\ltrch\hich\i\b\loch\i\b Development Finance Company of Uganda Ltd Vs Stanbic Bank Uganda Ltd & Another C. C. Misc. Application No. 88 of 99} where an affidavit accompanying a Notice of Motion was headed "Affidavit in Reply" instead of "Affidavit in Support". Their Lordships accepted Counsel\'92s explanation that this was a "Slip of the pen" and held that it was such a minor irregularity which was of no consequence.\line \line Article 126 of the Constitution requires that Court should administer substantive justice without undue regard to technicalities. This provision can be involved to cure procedural defects. See {\ul\ulc0\ltrch\hich\i\b\loch\i\b Alcon Intern ational Vs Kasirye Byarugaba & Co Advocates (1995) III KALR 91, Col (Rtd.) Dr. Kiiza Besigye Vs Museveni Yoweri Kaguta & Electoral Commission SC Electoral Petition No. 1 of 2001}{\ltrch\hich\i\loch\i .} The test applicable is whether the irregularity is serious enough to prevent the Court from hearing the application and determining it on its own merit. If the non observance of the procedural rules in issue would not lead to injustice court should be willing to over look it, otherwise it should not. See {\ul\ulc0\ltrch\hich\i\b\loch\i\b Intraship (U) Ltd Vs GN Com bine (U) Ltd (1994)
VI KALR 42, Remonde Enterprises Ltd Vs Florence Atto & Anor H C Miscellaneous Application No. 403 of 2006}{\ltrch\hich\b\loch\b . }\line \line Save for the wrong Statutory Instrument number quoted this application was for consolidation brought by the right procedure tha t is by Chamber Summons, and under the right provision of the law, that is under Order 11 rules 1 and 2 of the Civil Procedure Rules. Therefore, the misquotation of the Statutory Instrument Number will not cause any injustice and could not have misled the Respondent. The first preliminary objection is accordingly overruled. \line \line The Chamber Summons was accompanied by an affidavit sworn by Mrs. Ruth Sebatindira. In paragraph 7 of the affidavit it is averred: } \par \pard\plain \ltrpar\s8\li567\ri567\lin567\rin567\fi0\sa283\ql\rtlch\af3\afs24\lang255\ltrch\dbch\af3\langfe255\hich\fs24\lang7177\loch\fs24\lang7177 {\rtlch \ltrch\loch\f1\fs24\lang7177\i0\b0 "7. That in both cases, the parties will rely on closely related facts similar documents, correspondences and witnesses to prove their respective cases."} \par \pard\plain \ltrpar\s3\sa120\ql\rtlch\af3\afs24\lang255\ltrch\dbch\af3\langfe255\hich\fs24\lang7177\loch\fs24\lang7177 {\rtlch \ltrch\loch\f1\fs24\lang7177\i0\b0 This application was not accompanied by a brief summary of evidence to be adduced , a list of witnesses, a list documents and a list of
authorities to be relied upon as required by Order 6 rule 2 of the Civil Procedure Rules. Mr. Tugume submitted that the above rule is mandatory and argued that the averment in paragraph 7 above shows that there were documents intended to be relied upon which should have been listed and the list attached to the application. Counsel relied on {\ul\ulc0\ltrch\hich\i\b\loch\i\b Kenfreight (U) Ltd Vs Henry Sebuu nya H. C. Misc. Appl. No. 0353 of 1998; Sule Pharmacy Ltd Vs The Registered Trustees of the Khoja Shia Hana Shar Janati; . C. Misc Appl. No. 1 of 1999 and Rajab Kyangwa Vs Pallisa Town Council & Anor H. C. Misc. Appl. No. 19 of 2000.}\line \line In {\ul\ulc0\ltrch\hich\i\b\loch\i\b Kenfreight Vs Sebuuny a}{\ul\ulc0 }(above) Ntabgoba P. J. held that non-compliance with the then equivalent of Order 6 rule 2 CPR rendered an application improperly filed before Court and could be dismissed. Also in {\ul\ulc0\ltrch\hich\i\b\loch\i\b Richard Mwirumubi Vs Jada Ltd H. C. C. S No. 978/96} His Lordship upheld a sim ilar objection and stated that the requirement was mandatory. However, in {\ul\ulc0 Sule Pharmacy Ltd} case (above) Justice James Ogola distinguished the holding in Kenfrieght Vs Sebunya (above) and held that there are special circumstances that are recognized in the Civil Procedure Rules in which the rule does not and cannot apply with full force and effect. \line In
{\ul\ulc0\ltrch\hich\i\b\loch\i\b Kyangwa Vs Palisa T. C}. Justice Maniraguha held that the requirement that the pleadings shall be accompanied by the list of witnesses, documents and authoriti es is subject to their being necessary for that particular pleading. That what is to be relied upon is what should be listed, hence if you have no witnesses nor documents nor authorities to rely on there is no logic to list Nil, but if you have them and th ey are not listed you do so at your peril, as you will have nothing then to rely on.\line \line The Civil Procedure Rules provide circumstances under which pleadings can be struck out but they do not include where a party fails to attach the lists mentioned in Order 6 rule 2 CPR. My view is that in the event of non-attachment, the party would have only foregone his/her right to rely on the witnesses, documents, or authorities not listed. In the instant case it was stated in the Chamber Summons that "it is premised on the grounds detailed in an affidavit of support deponed by Mrs. Ruth Sebatindira..." It was averred in paragraph 5 of thereof as follows:-} \par \pard\plain \ltrpar\s8\li567\ri567\lin567\rin567\fi0\sa283\ql\rtlch\af3\afs24\lang255\ltrch\dbch\af3\langfe255\hich\fs24\lang7177\loch\fs24\lang7177 {\rtlch \ltrch\loch\f1\fs24\lang7177\i0\b0 "The master lease agreement and the vehicle lease schedules are attached hereof and
marked "A", "B" and "C".} \par \pard\plain \ltrpar\s3\sa120\ql\rtlch\af3\afs24\lang255\ltrch\dbch\af3\langfe255\hich\fs24\lang7177\loch\fs24\lang7177 {\rtlch \ltrch\loch\f1\fs24\lang7177\i0\b0 The said documents were actually attached. As observed by Justice Ntabgoba PJ in {\ul\ulc0\ltrch\hich\i\b\loch\i\b Richard Mwirumubi Vs Jada Ltd} (above) Order 6 rule 2 CPR was intended to avoid a situation in which parties ambush their opponents with matters not contemplated. In the instan t application the Chamber Summons contains the summary of the case and is accompanied by an affidavit which is the evidence to be adduced. The witness is the deponent, the documents are annexed to the affidavit and the most relevant authority is the partic ular provisions of the law under which the application was brought. There is no issue of being ambushed and though not listed the required documents are already supplied. Therefore the second objection is also over ruled.\line \line The objection is overruled. The a pplication shall proceed to be heard on its merit. Costs shall be bound by the order as to costs in the main application.} \par \pard\plain \ltrpar\s1\ql\rtlch\af3\afs24\lang255\ltrch\dbch\af3\langfe255\hich\fs24\lang7177\loch\fs24\lang7177 \par }
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