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Akena & 3 Others v Uganda Communications Commission & 3 Others (Miscellaneous Application 84 of 2019) [2023] UGHC 340 (21 February 2023)
- Citation
- [2023] UGHC 340
- Status
- Judgment
- Jurisdiction
- Uganda
- Court
- High Court of Uganda
- Panel
- Ajiji, J
- Case number
- Miscellaneous Application 84 of 2019
- Language
- English
More details
- Court
- High Court of Uganda
- Panel
- Ajiji, J
- Case number
- Miscellaneous Application 84 of 2019
- Language
- English
On this page
Professional case brief
Research organized from the available case record
01
Holding and result
The court found that the questions raised by the applicants regarding the compliance of sections 29, 31, 41, and the 4th schedule of the Uganda Communications Act, 2013 with the East African Community Treaty could be fully addressed by the High Court itself. The court emphasized that Article 34 of the EAC Treaty gives national courts discretion to refer matters to the EACJ only if it is necessary to enable them to give judgment. In this case, the court determined that there was no necessity to refer the matter for a preliminary ruling, as the issues could be competently resolved within the national jurisdiction. The court relied on the precedent set in Attorney General of the Republic of Uganda v Tom Kyahurwenda, which clarified that national courts have a wide margin of appreciation in deciding whether to make such referrals. Consequently, the application for referral and stay of proceedings was declined.
Court disposition
application dismissed
Orders
- The application for leave to file a reference for preliminary ruling at the East African Court of Justice is declined.
- The application for stay of proceedings in Misc Cause No.02/2019 is declined.
- Each party shall bear their own costs.
02
Material facts
Parties
Akena Patrick Rolex
Applicant Counsel: Ms Walyemera & Co. AdvocatesOtto Bille
Applicant Counsel: Ms Walyemera & Co. AdvocatesOsendiro Charles
Applicant Counsel: Ms Walyemera & Co. AdvocatesOjok Walter
Applicant Counsel: Ms Walyemera & Co. AdvocatesUganda Communications Commission
Respondent Counsel: Department of Legal Affairs Uganda Communications CommissionAttorney General
Respondent Counsel: Attorney General ChambersMilton Odongo
Respondent Counsel: Attorney General ChambersJoel Tubanone
Respondent Counsel: Attorney General Chambers03
Procedural history
Posture
Miscellaneous Application / Ruling on Application for Preliminary Reference to the East African Court of Justice and Stay of Proceedings
04
Questions and positions
Legal issues
- 01
Whether the matter should be referred to the East African Court of Justice for a preliminary ruling on the consistency of sections 29, 31, 41 and the 4th schedule of the Uganda Communications Act, 2013 with Articles 6, 7, and 8 of the East African Community Treaty.
- 02
Whether the High Court should stay proceedings in Misc Cause No.02/2019 pending the preliminary reference.
- 03
What remedies are available to the applicants.
Party arguments
- Applicant
- The applicants argued that Article 34 of the East African Community Treaty mandates national courts to refer questions concerning the interpretation or application of the Treaty to the East African Court of Justice if necessary for judgment. They contended that the acts of the respondents, including the suspension of journalists and closure of Unity FM, raise questions about compliance with the Treaty. The applicants maintained that it is immaterial whether the need for interpretation was raised in the main application, as the issues are relevant for determination and warrant referral to the EACJ.
- Respondent
- The respondents argued that the application does not raise any question concerning the interpretation or application of the EAC Treaty or the validity of community actions, and thus does not meet the threshold for referral under Article 34. They submitted that the declaratory orders sought by the applicants can be competently handled by the High Court, and that the application for reference lacks merit and should be dismissed with costs.
05
Court’s reasoning
Legal principles
- 01
Article 34, East African Community Treaty
Article 34 of the East African Community Treaty provides that national courts may refer questions of interpretation or application of the Treaty to the East African Court of Justice if necessary for judgment.
- 02
Attorney General of the Republic of Uganda v Tom Kyahurwenda, EACJ Reference No. 1 of 2014
National courts have a wide margin of appreciation to decide whether or not to refer a matter for preliminary ruling to the EACJ.
- 03
Article 139, Constitution of Uganda
The High Court of Uganda has unlimited jurisdiction under Article 139 of the Constitution and can determine declaratory orders sought by applicants.
06
Ratio, limits and disposition
Ratio decidendi
The court found that the questions raised by the applicants regarding the compliance of sections 29, 31, 41, and the 4th schedule of the Uganda Communications Act, 2013 with the East African Community Treaty could be fully addressed by the High Court itself. The court emphasized that Article 34 of the EAC Treaty gives national courts discretion to refer matters to the EACJ only if it is necessary to enable them to give judgment. In this case, the court determined that there was no necessity to refer the matter for a preliminary ruling, as the issues could be competently resolved within the national jurisdiction. The court relied on the precedent set in Attorney General of the Republic of Uganda v Tom Kyahurwenda, which clarified that national courts have a wide margin of appreciation in deciding whether to make such referrals. Consequently, the application for referral and stay of proceedings was declined.
Obiter and limits
- The use of the word 'shall' in Article 34 of the Treaty does not remove the discretion of national courts to determine the necessity of a preliminary reference.
- National courts or tribunals must possess attributes such as establishment by law, permanent existence, compulsory jurisdiction, ability to entertain inter partes procedures, application of rules of law, and functional independence to qualify for making a preliminary reference.
Court disposition
application dismissed
- The application for leave to file a reference for preliminary ruling at the East African Court of Justice is declined.
- The application for stay of proceedings in Misc Cause No.02/2019 is declined.
- Each party shall bear their own costs.
Source and reliance status
High Court of Uganda
This page organises the available record for research. Confirm quotations, current status, and subsequent treatment against the official source before relying on the case.
Judgment reading view
Judgment text
The complete available source text.
High Court of Uganda
Judgment
THE REPUBLIC OF UGANDA THE HIGH COURT OF UGANDA AT LIRA MISCELLAENOUS APPLICATION NO.084 OF 2019 (ARISING FROM MISC. CAUSE NO.02 OF 2019)
- 1. AKENA PATRICK ROLEX - 2. OTTO BILLE - 3. OSENDIRO CHARLES - $4. \quad OJOK$ <table>
WALTER....................................
VERSUS
- 1. UGANDA COMMUNICATIONS COMMISSION - 2. ATTORNEY GENERAL - 3. MILTON ODONGO.................................. ..................................... - 4. JOEL TUBANONE
RULING
BEFORE:HON. JUSTICE ALEX MACKAY AJIJI
This application was brought by way of Notice of motion against the Respondent seeking for orders that; seek leave from this Honorable court, to file reference for preliminary ruling at the East African court of Justice, under Article 29,31 and schedule 4 and 41 of the East African community Act, 2013 is compliant with Articles 6,7 and 8 of the East African Community Treaty, stay of proceedings in Misc Cause No.02/2019 and costs.
This application is supported by the affidavit of the applicant Akena Patrick Rolex but briefly are that; the applicant is a journalist currently affiliated to Unity Fm, that the applicant is among the three other applicants who were suspended from work by the 1<sup>st</sup> Respondent after covering series of corruption, that the applicants work place unity Fm was closed by security agents of the 2<sup>nd</sup> Respondent and the 1<sup>st</sup> Respondent through a directive to the management of the Unity Fm, that the 1<sup>st</sup> Respondent cited section 29, 31 & the 4<sup>th</sup> schedule of the Act and 41 of the Uganda Communications Act, 2013, that the applicant therefore seek a referral to the East African court of
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Justice for the said sub-regional court to make a preliminary ruling, on whether section 29, 31 & the 4<sup>th</sup> schedule of the Act and 41 of the Uganda Communications Act, 2013 are compliance with the East African Community Act under Articles 6,7 and 8 of the East African Community Treaty to which Uganda is a state party and costs to be in the cause.
Representation
The applicants are represented by Ms Walyemera & Co. Advocates while the 1st Respondent is represented by the Department of legal Affairs Uganda Communications Commission, 2<sup>nd</sup> and 3<sup>rd</sup> and 4<sup>th</sup> Respondents are represented by Attorney General Chambers,
The applicants' counsel three issues for determination to wit;
- 1. Whether the applicants matter should be referred to the East African Court to determine whether the sections invoked by the 1<sup>st</sup> Respondent are consistent with the East African Treaty? - 2. What are the Remedies available
Arguments for counsel for the Applicants
Counsel for the applicant submitted that Article 34 of the East African Treaty states that "Where a question is raised before any court or tribunal of a Partner State concerning the interpretation or application of the provisions of this Treaty or the validity of the regulations, directives, decisions or actions of the Community, that court or tribunal shall, if it considers that a ruling on the question is necessary to enable it to give judgment, request the Court to give a preliminary ruling on the question". He further submitted that the 2<sup>nd</sup> and 3<sup>rd</sup> Respondents in their reply state that the Applicants did not raise the issue to refer to the East African court and neither does the application raise questions of interpretation or Application of the
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EAC Treaty. He contends that in their application, the Applicants seek for a declaration that the Acts of the Respondents are contrary to the International treaties that Uganda is party. He further contends that it is immaterial that the Applicants did not raise the need for the interpretation or the application of the EAC Treaty in the main Application but these are matters will guide in determination.
Arguments of the counsel for the Respondents
In reply counsel for the Respondents submitted that the applicants in order to buttress their application for reference are relying on Article 34 of the EAC Treaty and they submit that the application doesn't raise any question concerning the interpretation of the provisions of the EAC Treaty or the validity of the regulations, directives, decisions or actions of the community, for this Honourable Court to make reference to the EACJ.
They further submit that nowhere in the application of the applicants do they seek reference to the EACJ concerning interpretation as to whether sections 29, 31, 41 and 4<sup>th</sup> schedule of the UCC Act, are in compliance with Articles 6,7 and 8 of the of the EAC Treaty. They further submit that the declaratory orders sought by the Applicants against cruel, inhuman or degrading manner is an issue that can be competently handled by the Honourable Court.
They prayed this application is dismissed with costs since it lacks merit and the Applicant be ordered to proceed with the main Application
Court's determination
The law
Article 34 Preliminary Rulings of National Courts Where a question is raised before any court or tribunal of a Partner State concerning the interpretation or application
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of the provisions of this Treaty or the validity of the regulations, directives, decisions or actions of the Community, that court or tribunal shall, if it considers that a ruling on the question is necessary to enable it to give judgment, request the Court to give a preliminary ruling on the matter.
Article 27 Jurisdiction of the Court 1. The Court shall initially have jurisdiction over the interpretation and application of this Treaty: Page 14 of 31 Provided that the Court's jurisdiction to interpret under this paragraph shall not include the application of any such jurisdiction conferred by the Treaty on Organs of Partner States. 2. ...
Article 33 Jurisdiction of National Courts (1). Except where jurisdiction is conferred on the Court by this Treaty, disputes to which the Community is a party shall not on that ground alone, be excluded from the jurisdiction of the national courts of the Partner States. (2). Decisions of the Court on the interpretation and application of the Treaty shall have precedence over decisions of national courts on a similar matter.
The High court of Uganda is a court of record with unlimited Jurisdiction under Article 139 of the Constitution of which this application has been filed for the declaratory orders to seek leave from this Honorable court, to file reference for preliminary ruling at the East African court of Justice, under Article 29,31 and schedule 4 and 41 of the East African community Act, 2013 is compliant with Articles 6,7 and 8 of the East African Community Treaty, stay of proceedings in Misc Cause No.02/2019 and costs.
This court has a discretion to do so and therefore before it does so, am of the opinion that the decision in the case of Attorney General of the Republic of Uganda Vs Tom Kyahurwenda case No. 1 of 2014 that In order to answer the question, by what courts is the treaty to be interpreted? the Court deemed it important that to
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examine the meaning and purpose of Article 34 of the Treaty which provides for the mechanism of the "preliminary reference".
Article 34 shows that if "a question is raised before any court or tribunal of a Partner State concerning the interpretation or application of the provisions of this Treaty or the validity of the regulations, directives, decisions or actions of the Community, that court or tribunal shall"... The departure point is that a question has to be raised before "any court or tribunal" and not any other entity. In determining what "any court or tribunal" is, for purposes of the mechanism of preliminary reference, the Court draws inspiration from the jurisprudence of the European Court of Justice [« ECJ »], which is also in possession of the mechanism. In the Pretore di Salo v. Persons Unknown, the ECJ held that it: Page 16 of 31 [h] as jurisdiction to reply to a request for a preliminary ruling if that request emanates from a court or tribunal which has acted in the general framework of its task of judging, independently and in accordance with the law, cases coming within the jurisdiction conferred on it by law, even though certain functions of that court or tribunal in the proceedings which gave rise to the reference for a preliminary ruling are not, strictly speaking, of a judicial nature. (see, Case 14/86 [1987] ECR 2545).
Inspired by the above ruling, this Court opines that for a national to be considered a "court or tribunal" for purposes of preliminary reference, the entity should possess the following attributes: established by law; have permanent existence; endowed with compulsory jurisdiction; have ability to entertain procedures inter partes; apply rules of law; and, be endowed with functional independence.
Article 34 of the Treaty further provides that where a court or tribunal is faced with "... the interpretation or application of the provisions of this Treaty or the validity of the regulations, directives, decisions or actions of the Community, that court or tribunal shall [emphasis mine], if it considers that a ruling on the question is
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necessary to enable it to give judgment, request the Court to give a preliminary ruling on the matter". The provision uses the emphatic word "shall". In the general scheme of legal drafting, the use of the word "shall" would presuppose that when the national courts or tribunals are faced with a question of interpretation, application or validity, they have no option, but to refer the matter to this Court.
In the instant case, the applicant submitted that the $2^{nd}$ and $3^{rd}$ Respondents in their reply state that the Applicants did not raise the issue to refer to the East African court and neither does the application raise questions of interpretation or Application of the EAC Treaty. He contends that in their application is proper within this court and there is a question to be answered.
In reply counsel for the Respondent contends that there is no question to be answered and all the prayers and orders sought in the main application can be handled by this court.
I totally I agree with counsel for the Respondents in this issue as the questions raised can be fully answered by this court and handled and I don't see it necessary to forward the same to the EACJ for preliminary ruling In the case of Attorney General of the Republic of Uganda Vs Tom Kyahurwenda supra, the use of the phrase in Article 34 of the Treaty, "...if it considers it necessary that a ruling on the question is necessary to enable it to give judgment..." would appear to give credence to the view held by both the Secretary General and Kenya that the national courts or tribunals have "a wide margin of appreciation", to decide whether or not to refer the matter to this Court for interpretation and application of the Treaty.
It is incumbent upon this Court to determine the scope of discretion afforded to national courts and tribunals in Article 34 is justifiable and therefore I decline to
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grant the same as this court doesn't see it necessary to refer this matter and each of party to bear their own costs.
I do so order.
Dated and delivered at Lira this ....................................
mass
ALEX MACKAY AJIJI JUDGE
$21/02/2023$
Parsès assent<br>Iman de Mosene<br>ement dema<br>Grossa
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